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Our belief of Moral Obligation

When dealing with the complexity of financial planning and managing risk we take a step beyond suitability and legal responsibility.  We realize that the degree and competency of identifying and trying to solve a problem needs to be in line with the degree of potential harm should that problem be ignored.  

Nobody has a crystal ball

We recognize that and we also recognize it’s very hard to admit to ourselves that we are just as susceptible to having an uncertain future as the next person.  For that reason, we know that it’s tough to emotionally and financially prepare for all the contingencies that quite frankly we may not even be aware of… as planners we are exposed to more situations and are witness to the repercussions from them.  We are in a unique position to quantify and plan ahead of time, we acknowledge that and believe that you have a moral obligation to both address it appropriately and put a system of decision making in place.  

Foggy Road

Exact diligence and competence in line with the seriousness of potential harm Synergy's view of financial planning moral obligation

The framework of any tough decision needs to be autonomous and purposeful.  To that, we put every effort to follow the guidelines below in our to best serve the end goal- peace of mind. 

Steps to creating an autonomous decision

  1. Not overwhelmed by emotion (either positive or negative)
  2. Be free from unwanted interference
  3. Be armed with all relevant facts
  4. Ensure relevant facts are placed in the appropriate context
  5. Provide sufficient time to reflect upon alternatives

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Location

Please call or email our office for the location nearest you! As nationally recognized experts our firm and/or our managing partners are able to serve residents of AL, AZ, AR, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, ME, MA, MD, MI, MO, MS, NV, NH, NJ, NM, NY, NC, ND, OH, OK, PA, RI, SC, TN, TX, UT, VA, WA, WV, WI, and WY. If you are coming to us by referral and are a resident of a state not listed, please bring that to our attention.

Main Phone Line
713-861-4017

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Check the background of your financial professional on FINRA's BrokerCheck We are all about client education We take a very consultative approach with clients and therefore create a lot of educational content for client use. In fairness, we often offer this to the general public for free and openly have conversations about the material within in many settings. If an industry professional wishes to use our copywritten content we ask that they obtain written permission and pay for any downloads, regardless of use. The fee for industry professionals varies per piece with a minimum of $150 per download.